Compliance Analyst
EncoreFX Australia Pty Ltd
Auckland, Newzealand
1d ago
source : Hireejobs

EncoreFX is a fast growing financial services company specialising in the provision of foreign exchange risk management strategies solutions and associated products to corporates We are looking for an experienced analyst to take ownership of our compliance assurance responsibilities across our New Zealand and Australian operations Flexible work hours will be considered Key Responsibilities Conduct Assurance Testing related to Derivatives License obligations in New Zealand Conduct Assurance Testing related to AFSL compliance framework in Australia Assist with the ongoing maintenance and improvements of both programs Identify incidents breaches and assess escalate appropriately Prepare Board Report content Ensure that appropriate record keeping is maintained in respect to evidential testing Liaison with business stakeholders and risk owners Engagement with auditors and regulators as required Ad hoc project based work Develop understanding of AML frameworks across the region Assist with risk and control assessments Monitor and facilitate KYC renewals and maintenance of ongoing customer records Ensure that compliance related content on CRM system is effectively maintained Preferred Qualifications and requirements Demonstrate high levels of skills in numeracy and accuracy Display initiative with issues identified and areas for improvement Take ownership of assurance testing including initiative for actions and recommendations Strong and professional communication skills verbal and written Decision making organizational and timemanagement skills with attention to detail and a high level of accuracy A high degree of selfmotivation with the ability to work in a fastpaced team environment Ability to take direction and adhere to strict frameworks and timelines Willingness to take on new responsibilities and selfdevelop Be able to meet deadlines Flexible attitude and ability to work autonomously Minimum 2 years of experience working with regulatory compliance obligations specific to the Financial Services Industry Minimum 2 years of experience working with foreign exchange or within the financial banking industry an asset Have a high level of computer literacy skills Understanding of online technology solutions an asset A clean criminal record and credit check Exemplary internal customer service skills

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