Auckland City, AucklandContractMy Financial Wellbeing TribeCompliance support in relation to the Financial Services Legislation Amendment Act (FSLAA)Provide great customer outcomes and an excellent customer experience.
About the role : This is an exciting opportunity for you to be part of the critical work ASB is doing to prepare for changes introduced by the Financial Services Legislation Amendment Act (FSLAA).
As a Senior Compliance Manager, you will provide general compliance support and expertise to the MFW Tribe squads and the Tribe leadership team.
This role will report to the Customer Experience Owner - Advice Design - and be a key liaison point between Legal Services, Line 1 Compliance and various teams within the Line 2 function.
Objectives of the role include contributing to the activities of the squad and broader MFW tribe, ensuring ASB complies with FSLAA obligations and coming up with commercial solutions that lead to great customer outcomes and an excellent customer experience.
About you : Your extensive compliance expertise and natural ability to propose workable commercial solutions and build strong relationships will make you a trusted adviser to the squads you support.
You will have the confidence to independently challenge and constructively work together with your stakeholders and the wider compliance focused teams.
Your attention to detail, analytical capability, focus on great customer outcomes and collaborative approach will be instrumental to your success in this role.
Legal and / or compliance background.10 years + financial services experience.Understanding of relevant legislation and regulation, compliance and risk frameworks applying across the business, in particular relating to financial advice.
Proven experience in applying compliance and regulatory frameworks in a financial services organisation.Experience dealing with senior and diverse stakeholders.
Business acumen.Comfort in new ways of working (Agile) is highly desirableWhat's in it for you : In our diverse and accepting environment, our people grow their agile mind-set, learn, evolve and utilise their skills, while being empowered to make decisions.
For more information please see Position Description below.If we've nailed our pitch and this role sounds like it might be the one for you then please click "apply" or reach out to wilmarie.
jansen asb.co.nzWe value interest from offshore talent for our future pipelines, however due to current Covid19 border restrictions and uncertainty, we are unable to sponsor offshore applicants at this time.
Job DetailsReference #WJ142774Posted on26 Jun 2020Closes on03 Jul 2020 17 : 00Location(s)Auckland, North WharfCompanyASB BankExpertiseChange Management / Transformation, Compliance, Legal, PACE, Regulatory, StrategyWork type(s)Fixed TermMore details (document)MFW senior compliance manager - June 2020.pdfAdditional information