Compliance Manager
Consult Recruitment
Auckland, New Zealand
12d ago

A Little Bit About The Company

Our client is an NZX listed investment firm with a strong brand and presence across New Zealand and Australia. Based in a highly desirable part of the CBD with panoramic office views, the business is going through considerable growth with sizeable funds under management.

Some More Information About The Role

An outstanding opportunity has opened for a talented compliance professional to step into the organizations regulatory team.

As part of Legal & Compliance you will be the SME across all AML / CFT activity.

key tasks will include :

  • Conducting monitoring and reporting under the compliance monitoring programme;
  • Providing Compliance training and advice across the business and investors
  • Interacting with key stakeholders / shareholders and other regulatory bodies as and when required;
  • Keeping up to date with developments in the industry and the regulatory environment;
  • Assisting the team with project work as they continue to go through astronomical growth.
  • So Who Are You & What Is Your Profile?

    There are a couple of backgrounds you may come from either :

  • 3-4 years’ experience in a Compliance role within Financial Services or a highly regulated environment.
  • 1-2 years’ experience in a legal firm practicing law and seeking to transition into Compliance at a reputable organization.
  • The competencies you will possess include :

  • Ability to operate in a fast-paced environment with tight deadlines
  • Strong communication skills with the ability to influence and engage with key stakeholders of the business
  • Strong knowledge and understanding to NZ & AU regulatory requirements
  • A strong interest in developing your career in regulatory compliance
  • Added Benefits

  • Prior experience width an NZX firm
  • CAMS certified
  • Significant interest in the Property Sector
  • If this sounds like you please get in touch with Tom Shaw at Consult Recruitment on (09) 410 7235 or apply online.

  • NZX Listed Business
  • Auckland CBD location - Panoramic Office views
  • $2Billion currently FUM
  • Apply
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